PVS (Prashant V Shah)

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NISM-Series-X A: Investment Adviser (Level 1) Certification Examination

Posted by Prashant Shah on July 1, 2013

NISM Certified Personal Financial Advisor (CPFA) Examination shall be available till August 30, 2013 and thereafter shall be discontinued.

 

NISM-Series-X A: Investment Adviser (Level 1) Certification Examination
The examination seeks to create a common minimum knowledge benchmark for all associated persons registered as an investment adviser and partners and representatives of investment advisers under SEBI (Investment Advisers) Regulations, 2013 and offering investment advisory services.

NISM-Series-X-A: Investment Adviser (Level 1) Certification Examination is the level 1 examination and NISM would also be launching the level 2 of the Investment Adviser Certification Examination.

An associated person shall be required to pass both the levels (i.e. NISM-Series-X-A: Investment Adviser (Level 1) Certification Examination and NISM-Series-X-B: Investment Adviser (Level 2) Certification Examination) to fulfill the requirements under Regulation 7(2) of the SEBI (Investment Advisers) Regulations, 2013.

The certification aims to enhance the quality of investment advisory and related services in the financial services industry.

Curriculum: http://www.nseindia.com/content/ncfm/Curriculum_NISM-Series-X-A.pdf

3 Responses to “NISM-Series-X A: Investment Adviser (Level 1) Certification Examination”

  1. Manish said

    Dear sir,

    I want to read the books which you have uploded in recently read section. is there is any way to download these books especially the “wealth wisdom”.

  2. Manish said

    Dear sir,

    yes i got the book ”live it up without outliving your money” on online for free but i could not found ‘wealth wisdom’ anywhere in google. Anyways i will try again to search the same book, meanwhile i would like to read the one which i got today.

    Thanks.

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